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Attendees

Name Company Position
Pranjal ShuklaPwCPrincipal
Nicole HerleyNiCE ActimizeGlobal Marketing Operations Manager
Abigail BitnerNiCE ActimizeProduct Marking Manager
Jess HarrisCommodity Futures Trading Commission (CFTC)Director, Division of Data
Robert SaramaPwCPrincipal, Financial Services Advisory
Noel d'Ablemont-SmithChartis Research
Roger TrimbleMorgan Stanley IMManaging Director, Head of Compliance Monitoring
Annalie StuffinsPartners Group US Management CLO LLCPartners Group’s Chief Compliance Officer
Scott RinaldiMorgan Stanley IMExecutive Director Global Head of Investment Management Compliance Testing
Anna PilosovaInvescoHead of Compliance Monitoring Americas
Stephen PetrickBlackRockManaging Director - Advisory Compliance
Brian MurphyInvestcorpGlobal Head of Compliance
Erik MogaveroNuveenSenior Managing Director and Head of Compliance for the Americas
Sylvester MarbeyVontobelChief Compliance Officer Americas
Martine LineyNomura AMExecutive Director, Compliance
Andrew LazarAustralianSuperPrincipal, Group Risk, Americas
Arlene KleinT. Rowe PriceHead of Global Compliance
Yu Jin KimToews Asset ManagementChief Compliance Officer and Derivative Risk Officer
Nargis HilalCohen & SteersGlobal Chief Compliance Officer and Associate General Counsel
Daniel HaffInsights InvestmentChief Compliance Officer